Legacy Financial Group, LLC (“Legacy Financial Group”) adopted this policy with recognition that protecting the privacy
and security of the nonpublic personal information we obtain about our clients is an important responsibility. We also
know that you expect us to service you in an accurate and efficient manner. To do so, we must collect and maintain
certain nonpublic personal information about you. We want you to know what information we collect and how we
use and safeguard that information.
WHAT INFORMATION WE COLLECT:
We collect certain nonpublic personal information about you (such as your name, address, social security number, etc.)
that you provide on applications or other forms as well as communications (electronic, telephone, written or in person)
with you or your authorized representatives (such as your attorney, accountant, etc.). We also collect information about
your brokerage accounts and transactions (such as purchases, sales, account balances, inquiries, etc.).
WHAT INFORMATION WE DISCLOSE:
Legacy Financial Group does not disclose the nonpublic personal information we collect about our clients to anyone
except: (1) in furtherance of our business relationship with clients, and then only to those persons necessary to
effect the transactions and provide the services that clients authorize (such as broker-dealers, custodians,
independent managers etc.); (2) to persons assessing our compliance with industry standards (e.g., professional
licensing authorities, etc.); (3) our attorneys, accountants, and auditors; or (4) as otherwise provided by law.
We are permitted by law to disclose the nonpublic personal information about you to governmental agencies and
other third parties in certain circumstances (such as third parties that perform administrative services on our behalf).
These third parties are prohibited to use or share the information for any other purpose. If you decide to either
amended from time to time.
We are required to report any suspected exploitation of vulnerable adult clients to the proper authorities under federal
and state statutes.
SECURITY OF YOUR INFORMATION:
We restrict access to your nonpublic personal information to those employees who need to know that information to
service your account. We maintain physical, electronic and procedural safeguards that comply with applicable federal or
state standards to protect your nonpublic personal information.
Our policy about obtaining and disclosing information may change from time to time. We will provide you notice of any
material change to this policy before we implement the change.
OPTING OUT :
Clients cannot opt out of allowing Legacy Financial Group, LLC to share their nonpublic personal information with non-
affiliated third parties which are necessary to service their accounts.
REQUESTS FOR INFORMATION:
Des Moines, IA 50312, or by phone at (515) 255-3306.